Kenneth Rijock

Kenneth Rijock

Saturday, July 21, 2018

UBS CONSENT ORDER WITH OCC DETAILS AML COMPLIANCE DEFICIENCIES


The media has been covering the Consent Order, between UBS AG, both its Swiss headquarters, as well as its US branches in New York, Connecticut and Florida, and the Office of the Comptroller of the Currency, regarding its BSA/AML deficiencies; readers who wish to review the complete text of the 34-page order may access it here.

 

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