Tuesday, July 1, 2014

LIST OF BNP PARIBAS OFFICERS NAMED, SHAMED AND TERMINATED

Christopher Marks
According to the New York State Department of Financial Services, here are the names, and titles, of those BNP Paribas officers "terminated or separated" from the bank, due to their involvement in the bank's systemic sanctions violations, which resulted in the record $8.9bn fines & penalties:

(1) Georges Chodron de Courcel, Group CEO.
(2) Vivien Levy-Garboua, former Group Head of Compliance, current Senior Advisor.
(3) Christopher Marks, Group Head of Debt Capital Markets.
(4) Dominique Remy, Group Head of Structured Finance for the Corporate Investment Bank.
(5) Stephen Strombelline, Head of Ethics and Compliance for North America.

Since it appears that they will not be charged criminally, you might want to ensure that they do not end up at your bank, with their laundered resumes. Here are their photographs:

Strombelline

Remy

Levy-Garboua
Chodron de Courcel

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1 comment:

  1. AnonymousJuly 2, 2014 at 1:24 PM

    For Strombelline, his future employment prospects may depend on what the FINRA BrokerCheck website ends up saying. If he gets a termination notification that might be terminal. A head of compliance with a bad compliance record? That's not a good thing to have in any market environment, least of all this one.

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