Kenneth Rijock

Kenneth Rijock

Thursday, August 27, 2015

PROPOSED AML REGULATIONS FOR INVESTMENT ADVISERS PUBLISHED



The Financial Crimes Enforcement Network (FinCEN) has again proposed requiring investment advisers to comply with AML regulations, including the filing of CTRs, and Suspicious Activity Reports. If you have not already seen the complete text of the proposal, you may access it here*. Will it change the way hedge funds conduct business ?
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*Anti-Money Laundering Program and Suspicious Activity Report Filing Requirements for Registered Investment Advisers

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